Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lenore? Claim Your ProfileLenore Rostoni is a financial advisor with over 30 years of experience in the industry. Lenore currently works at LPL Financial LLC. Lenore previously worked at National Planning Corporation and Northwestern Mutual Investment Services, LLC. Lenore is registered with FINRA and holds the following licenses: Series 6, Series 22, Series 63, and SIE. Lenore is also a Chartered Financial Consultant. Lenore specializes in providing financial planning, investment management, and other advisory services to individuals, corporations, charitable organizations, pension and profit-sharing plans, and other investment advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/24/2024 - Present
LPL Financial LLC (SAN RAFAEL CA)
CA
04/17/2017 - 11/29/2017
NATIONAL PLANNING CORPORATION (SAN RAFAEL CA)
CA
11/15/2013 - 05/10/2017
LPL FINANCIAL LLC (SAN RAFAEL CA)
CA
04/19/1984 - 11/18/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
WI
04/18/1984 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 11/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/18/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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