Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lennie? Claim Your ProfileLennie Walters has been in the financial services industry since May 1, 2006. Lennie is currently registered with Steward Partners Investment Advisory, LLC in Kansas. Previously, Lennie was registered with Ameritas Investment Company, LLC in Nebraska, Waddell & Reed in Kansas, Ivy Funds Distributor, Inc. in Kansas, and Edward Jones in Missouri. Lennie holds the Series 6, 7, 24, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
10/02/2023 - Present
Steward Partners Investment Advisory, LLC (SHAWNEE KS)
NE
08/11/2022 - 09/28/2023
AMERITAS INVESTMENT COMPANY, LLC (LINCOLN NE)
KS
04/23/2007 - 09/17/2021
WADDELL & REED (OVERLAND PARK KS)
KS
05/12/2008 - 07/07/2010
IVY FUNDS DISTRIBUTOR, INC. (OVERLAND PARK KS)
MO
02/27/2001 - 01/14/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 06/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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