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Lena Oh Sohn

THE Leaders Group, Inc.

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About Lena Oh Sohn

Lena Sohn is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. Lena has been in the industry since 2000 and is registered in Arizona and California. Lena has passed the Series 6, Series 63, and SIE exams. Lena has previously worked for Ameritas Investment Company, LLC, PRUCO SECURITIES, LLC., MetLife Securities Inc., Metropolitan Life Insurance Company, and Signator Investors, Inc.

Firm Information

Lena Sohn is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lena Sohn’s Registration & Firm History

CO

06/07/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CA

05/12/2021 - 06/10/2024

AMERITAS INVESTMENT COMPANY, LLC (LOS ANGELES CA)

CA

06/28/2006 - 01/15/2021

PRUCO SECURITIES, LLC. (LOS ANGELES CA)

CA

06/27/2000 - 06/27/2006

METLIFE SECURITIES INC. (LOS ANGELES CA)

CA

06/27/2000 - 06/27/2006

METROPOLITAN LIFE INSURANCE COMPANY (LOS ANGELES CA)

MA

04/25/2000 - 06/07/2000

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 05/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lena Oh Sohn.
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