Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lena? Claim Your ProfileLena Trotter Beasley is a financial advisor with over 20 years of experience in the industry. She currently works at Raymond James & Associates, Inc. and has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, FBR Capital Markets & Co., Wells Fargo Securities, LLC, Citigroup Global Markets Inc. and U.S. Bancorp Piper Jaffray Inc. Lena specializes in providing a range of financial services to individuals, businesses, and institutions. Lena is licensed to offer financial advice in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2017 - Present
Raymond James & Associates, Inc. (SAN RAFAEL CA)
CA
09/29/2015 - 07/14/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
08/22/2011 - 08/05/2014
MORGAN STANLEY (SAN FRANCISCO CA)
CA
11/23/2009 - 08/19/2011
FBR CAPITAL MARKETS & CO. (SAN FRANCISCO CA)
CA
02/02/2006 - 06/26/2009
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
10/25/2004 - 02/01/2006
CITIGROUP GLOBAL MARKETS INC. (SAN RAFAEL CA)
NY
09/06/2002 - 01/16/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MN
06/28/2002 - 09/26/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
CA
01/29/2002 - 03/20/2002
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
NY
09/11/2001 - 01/25/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 10/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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