Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lena? Claim Your ProfileLena Swiney is a registered investment advisor representative and securities representative with Fidelity Personal And Workplace Advisors. Lena has been in the financial industry since 2019. She earned the Series 66, Series 7TO and SIE licenses. Lena is licensed to advise and sell securities in 53 states and the District of Columbia. Prior to joining Fidelity Personal And Workplace Advisors, Lena worked at Commonwealth Financial Network. Lena specializes in providing financial planning, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
03/28/2022 - Present
Fidelity Personal AND Workplace Advisors (GROTTOES VA)
VA
03/01/2019 - 12/17/2021
COMMONWEALTH FINANCIAL NETWORK (Harrisonburg VA)
BOTH
Issued 06/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/05/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Lena Swiney is the right advisor for you? Invested Better is here to help.
