Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Len? Claim Your ProfileLen Masahiro Fukushima is a financial advisor in HONOLULU, HI. Len is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the industry since 2001. Prior to that, Len was registered with UBS Financial Services Inc. and Equico Securities, Inc. Len holds the Series 6, 7, 63, 66 and SIE securities licenses. Len also holds the FINRA Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
05/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HONOLULU HI)
HI
09/22/2004 - 04/06/2010
UBS FINANCIAL SERVICES INC. (HONOLULU HI)
NY
09/10/1992 - 10/10/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/10/1992 - 10/10/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 10/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Len Fukushima is the right advisor for you? Invested Better is here to help.
