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Len Broughton Graddy

Capital Investment Advisory Services, LLC

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About Len Broughton Graddy

Len Broughton Graddy is a financial advisor in Hinesville, Georgia, registered with Capital Investment Advisory Services, LLC. Len has been in the financial services industry since 1973. Len has a Series 63 and a Series 65 license. Len is also a Chartered Financial Consultant. Len provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. Len has experience working with individuals, corporations, pension and profit-sharing plans, and charitable organizations.

Firm Information

Len Graddy is currently registered with Capital Investment Advisory Services, LLC. Capital Investment Advisory Services, LLC is a registered investment advisor with the SEC, managing over $1.96 billion in assets for a diverse client base that includes individuals, high-net-worth individuals, corporations, charities, pension plans, and government entities. The firm offers a range of advisory services including financial planning, pension consulting, portfolio management, and selection of other advisors. Capital Investment Advisory Services is based in Raleigh, NC and has 91 licensed agents and 102 investment advisor representatives.
Capital Investment Advisory Services, LLC

100 E. SIX FORKS ROAD

RALEIGH, NC 27609

$1.97B

Assets Under Management

14

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Len Graddy’s Registration & Firm History

GA

03/22/2018 - Present

Capital Investment Advisory Services, LLC (HINESVILLE GA)

GA

01/14/2013 - 04/08/2018

PROEQUITIES, INC. (HINESVILLE GA)

GA

10/26/2005 - 11/09/2012

ING FINANCIAL PARTNERS, INC. (HINESVILLE GA)

AZ

10/01/2002 - 10/28/2005

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

TX

06/16/1973 - 10/01/2002

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

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Licenses & Designations

IA

Issued 07/06/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/08/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Len Broughton Graddy.
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