Unclaimed
Len Broughton Graddy is a financial advisor in Hinesville, Georgia, registered with Capital Investment Advisory Services, LLC. Len has been in the financial services industry since 1973. Len has a Series 63 and a Series 65 license. Len is also a Chartered Financial Consultant. Len provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. Len has experience working with individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
03/22/2018 - Present
Capital Investment Advisory Services, LLC (HINESVILLE GA)
GA
01/14/2013 - 04/08/2018
PROEQUITIES, INC. (HINESVILLE GA)
GA
10/26/2005 - 11/09/2012
ING FINANCIAL PARTNERS, INC. (HINESVILLE GA)
AZ
10/01/2002 - 10/28/2005
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
TX
06/16/1973 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 07/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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