linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lemmy Ndegwa

Wells Fargo Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lemmy? Claim Your Profile

About Lemmy Ndegwa

Lemmy Ndegwa is a financial professional with experience in the securities industry. Lemmy has passed the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), and the Operations Professional Examination (Series 99). Lemmy is currently registered with Wells Fargo Securities, LLC. Lemmy previously held positions with UBS FINANCIAL SERVICES INC. and UBS SECURITIES LLC.

Firm Information

Lemmy Ndegwa is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lemmy Ndegwa’s Registration & Firm History

NC

05/12/2022 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

TN

03/26/2015 - 01/11/2018

UBS FINANCIAL SERVICES INC. (NASHVILLE TN)

NJ

03/16/2015 - 01/11/2018

UBS SECURITIES LLC (WEEHAWKEN NJ)

Not sure if Lemmy Ndegwa is right for you?

Licenses & Designations

BC

Issued 05/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/19/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Lemmy Ndegwa. Review regulatory record here.
Not sure if Lemmy Ndegwa is right for you?