Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lelis? Claim Your ProfileLelis Pond is a registered investment advisor representative with Osaic Wealth, INC. Lelis has over 20 years of experience in the financial services industry. Lelis holds Series 7, 31, and 65 securities licenses, as well as a Series 63 license, and has held past registrations with several other firms including Signator Investors, INC., Oppenheimer & Co. Inc., RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, and Wheat, First Securities, INC. Lelis is a registered investment advisor representative in several states including California, Florida, Georgia, Maryland, Mississippi, North Carolina, Pennsylvania, South Carolina, and Virginia. Lelis is a member of the National Association of Securities Dealers (NASD). Osaic Wealth, INC. specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
11/02/2018 - Present
Osaic Wealth, Inc. (COLUMBUS OH)
VA
09/01/2017 - 11/02/2018
SIGNATOR INVESTORS, INC. (CHESAPEAKE VA)
VA
05/11/2012 - 09/08/2017
OPPENHEIMER & CO. INC. (VIRGINIA BEACH VA)
VA
03/13/2009 - 05/23/2012
RBC CAPITAL MARKETS, LLC (VIRGINIA BEACH VA)
VA
09/18/1998 - 03/13/2009
FERRIS, BAKER WATTS, LLC (VIRGINIA BEACH VA)
NC
04/22/1998 - 10/02/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 6/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/6/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 4/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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