Unclaimed
Leland Cummings has been a registered securities professional since 1996. Leland is currently registered with Nationwide Fund Distributors LLC, and previously with OLD MUTUAL INVESTMENT PARTNERS and SEI INVESTMENTS DISTRIBUTION CO.. Leland has been in the securities industry for 25 years. Leland holds the Series 6, Series 26, Series 63 and SIE licenses and has passed the Uniform Investment Adviser Law Examination (Series 65). Leland is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
11/07/2007 - Present
Nationwide Fund Distributors LLC (Columbus OH)
PA
06/02/1998 - 12/31/2005
OLD MUTUAL INVESTMENT PARTNERS (WAYNE PA)
PA
08/21/1996 - 06/05/1998
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
IA
Issued 04/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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