Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leland? Claim Your ProfileLeland Soffel is an investment advisor representative with Steward Partners Investment Advisory, LLC. Leland has been in the industry since 1985. Leland has held registrations with several other firms throughout his career, including Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC. Steward Partners Investment Advisory, LLC is an independent Registered Investment Advisor that provides financial consulting, financial planning, portfolio management for individuals, and pension consulting. Steward Partners Investment Advisory, LLC primarily serves high-net-worth individuals, individuals other than high-net-worth, charitable organizations, corporations or other businesses, pension and profit-sharing plans, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/07/2017 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NJ
11/09/2017 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (PARAMUS NJ)
NJ
12/17/1999 - 11/10/2017
WELLS FARGO CLEARING SERVICES, LLC (PARAMUS NJ)
NY
12/05/1995 - 12/22/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
12/07/1992 - 11/21/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/24/1985 - 12/09/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 10/3/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/4/1985
Series 3 - National Commodity Futures Examination
BC
Issued 9/30/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 9/30/1985
Series 5 - Interest Rate Options Examination
BC
Issued 9/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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