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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leland? Claim Your ProfileLeland David Levy is a financial advisor with Wells Fargo Clearing Services, LLC, with over 40 years of experience in the financial services industry. Leland has a broad range of experience, having worked with various firms throughout the years. Leland holds the Series 4, 5, 63, 65, and 7TO licenses. Leland has also passed the SIE and Series 1 exams and is registered to provide investment advice in 25 states. Leland specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/28/2021 - Present
Wells Fargo Clearing Services, LLC (PALO ALTO CA)
NY
07/08/1983 - 10/20/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/21/1980 - 08/01/1983
SUTRO & CO. INCORPORATED
NA
05/19/1978 - 02/18/1980
KIDDER, PEABODY & CO. INCORPORATED
NA
06/24/1974 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
NA
07/03/1970 - 07/26/1974
CLARK, DODGE & CO., INCORPORATED
IA
Issued 06/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/1981
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1981
Series 5 - Interest Rate Options Examination
BC
Issued 04/21/1981
PC - AMEX Put and Call Exam
BC
Issued 07/03/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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