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Lela Suzanne Bayley

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Lela Suzanne Bayley

Lela Suzanne Bayley is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Lela has been working in the financial services industry since 1983. Lela is registered with both FINRA and the SEC and has held a Series 7, Series 63 and Series 65 licenses. Lela has experience working with individuals, corporations, pension and profit sharing plans, insurance companies, and charitable organizations. Lela currently works out of the Sacramento, CA branch office of Merrill Lynch.

Firm Information

Lela Bayley is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc. is a corporation that has been in operation since November 10, 1958. The firm has its main office located in NEW YORK, NY, United States. Merrill Lynch, Pierce, Fenner & Smith Inc. provides a range of advisory services, including other, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. They manage assets for various client types, including insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.
Merrill Lynch, Pierce, Fenner & Smith Inc.

555 CAPITOL MALL

SACRAMENTO, CA 95814

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lela Bayley’s Registration & Firm History

CA

03/08/1996 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (SACRAMENTO CA)

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Licenses & Designations

IA

Issued 9/13/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 3/23/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Lela Suzanne Bayley. Review regulatory record here.
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