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Leila Surmorrow Dunlap

Stonex Financial Inc.

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About Leila Surmorrow Dunlap

Leila Dunlap is a financial advisor with Stonex Financial Inc. based in Birmingham, Alabama. Leila has been in the financial industry since 2014 and has a broad range of experience in the industry. Leila holds a Series 7, Series 24, Series 27, Series 66, and Series 99TO license. She is registered with the state of Alabama.

Firm Information

Leila Dunlap is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leila Dunlap’s Registration & Firm History

AL

07/03/2017 - Present

Stonex Financial Inc. (BIRMINGHAM AL)

AL

10/05/2016 - 07/03/2017

STERNE, AGEE & LEACH, INC. (Birmingham AL)

AL

05/05/2015 - 08/30/2016

CETERA INVESTMENT SERVICES LLC (BIRMINGHAM AL)

AL

08/25/2014 - 04/08/2015

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

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Licenses & Designations

BOTH

Issued 07/02/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/05/2018

Series 27 - Financial and Operations Principal Examination

BC

Issued 06/27/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leila Surmorrow Dunlap.
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