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Leighton Ernest Staehle

Northwestern Mutual Investment Services, LLC

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About Leighton Ernest Staehle

Leighton Staehle is a financial advisor with Northwestern Mutual Investment Services, LLC. Leighton has been in the industry since 1988 and has experience working with individual investors, high net worth individuals, and banking or thrift institutions. Leighton holds several licenses and certifications, including Series 6, 7, 22, and 63. Leighton holds a Series 65 license as well, which indicates a strong background in investment advisory services. Leighton has a strong track record of success and is committed to providing clients with personalized financial advice and guidance.

Firm Information

Leighton Staehle is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Leighton Staehle’s Registration & Firm History

OR

12/14/1988 - Present

Northwestern Mutual Investment Services, LLC (Lake Oswego OR)

WI

03/23/1989 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 08/18/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/10/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2014

Series 7 - General Securities Representative Examination

BC

Issued 06/14/1989

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/09/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leighton Ernest Staehle.
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