Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leigh? Claim Your ProfileLeigh Douglas Baldwin is a financial advisor with over 30 years of experience in the industry. Leigh is a Registered Representative of Leigh Baldwin & Co., LLC. Leigh is also a registered Investment Advisor in multiple states. Leigh's firm provides a wide range of financial planning and investment management services to individuals, corporations, and charitable organizations. Leigh has a strong background in municipal securities and options, and Leigh has a Series 65 license. Leigh has held positions at several financial institutions, including Huss Services, Inc. and Newman Ladd Capital, Inc. Leigh is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees from other ria's
1
2
NY
07/13/2021 - Present
Leigh Baldwin & CO., LLC (CAZENOVIA NY)
NY
02/06/2001 - 01/03/2011
HUSS SERVICES, INC. (CAZENOVIA NY)
NY
10/19/2006 - 10/15/2007
NEWMAN, LADD CAPITAL, INC. (SYRACUSE NY)
NY
02/18/2000 - 01/08/2001
NEWMAN, LADD CAPITAL, INC. (SYRACUSE NY)
NJ
10/08/1991 - 04/16/1996
CYGNET SECURITIES, INC. (WALDWICK NJ)
NY
05/26/1989 - 11/15/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/30/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/23/1991
Series 4 - Registered Options Principal Examination
BC
Issued 09/10/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/19/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/25/1989
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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