Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leigh? Claim Your ProfileLeigh Coates Giunta is an active investment advisor representative with Wells Fargo Clearing Services, LLC, registered in Florida and Texas. Leigh has been in the financial industry since August 1996 and holds the Series 7, Series 31, Series 63 and Series 65 licenses. Leigh has a history of working with Morgan Stanley and UBS Financial Services Inc., among other firms. Leigh's primary focus is on providing financial planning and portfolio management for both businesses and individuals. Leigh is also involved in other ventures such as retail guitar sales and real estate, which may be important to understand when assessing the potential for conflict of interest.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/14/2020 - Present
Wells Fargo Clearing Services, LLC (STUART FL)
FL
06/01/2009 - 03/18/2015
MORGAN STANLEY (STUART FL)
FL
05/23/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (STUART FL)
FL
09/27/2002 - 06/09/2008
UBS FINANCIAL SERVICES INC. (STUART FL)
NY
08/02/1996 - 10/04/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 08/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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