Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leigh? Claim Your ProfileLeigh Kempf is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in CHAPEL HILL, NC. Leigh has been in the industry since 1994. Leigh holds licenses in North Carolina and Texas, and has been a registered representative with Merrill Lynch since 2010. Leigh is also registered as an Investment Advisor Representative in North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/07/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHAPEL HILL NC)
NC
06/01/2009 - 07/19/2010
MORGAN STANLEY SMITH BARNEY (DURHAM NC)
NC
08/16/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DURHAM NC)
IA
Issued 07/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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