Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leigh? Claim Your ProfileLeigh Anne Richardson is a financial advisor with over 20 years of experience in the industry. Leigh Anne is currently registered with RBC Capital Markets, LLC and has been with the firm since June 2008. Leigh Anne has been a registered representative with both FINRA and the State of New Hampshire since June 2008, in addition to being registered in Texas and the Virgin Islands. Prior to joining RBC Capital Markets, LLC, Leigh Anne was with Wachovia Securities, LLC from 2008-2008, and A.G. Edwards & Sons, Inc., from 2001-2008. Leigh Anne holds the Series 66, Series 7, Series 10 and Series 9 licenses and has been active in the industry since April 19, 2001. Leigh Anne offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and pension consulting. Leigh Anne also has experience with public and private employee benefit plans, endowment funds, foundations, family trusts and various capital/operating funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
01/14/2025 - Present
RBC Capital Markets, LLC (NASHUA NH)
NH
01/01/2008 - 06/23/2008
WACHOVIA SECURITIES, LLC (NASHUA NH)
NH
04/20/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NASHUA NH)
BOTH
Issued 05/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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