Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leigh? Claim Your ProfileLeigh Anne Gage is a financial advisor with Stifel, Nicolaus & Company, Inc. Leigh has been in the financial services industry since 2006. Leigh has a wide range of experience providing financial advice to individuals, families, and businesses. Leigh is a Certified Financial Planner and holds the Series 7, Series 63, and Series 66 securities licenses. Leigh is also registered with the state of Ohio and Texas as an investment advisor representative. Leigh is committed to providing her clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/14/2019 - Present
Stifel, Nicolaus & Company, Inc. (CINCINNATI OH)
OH
02/13/2009 - 02/25/2019
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
OH
09/11/2006 - 03/05/2009
CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)
BOTH
Issued 12/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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