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Leigh Ann Schuler

Nuveen Securities, LLC

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About Leigh Ann Schuler

Leigh Ann Schuler is a financial advisor with Nuveen Securities, LLC. Leigh has been in the financial industry since June 6, 2013. Prior to joining Nuveen Securities, LLC, Leigh worked for ADP BROKER-DEALER, INC., Goldman, Sachs & Co., Claymore Securities, Inc., and J.J.B. Hilliard, W.L. Lyons, Inc. Leigh has passed the Series 7, Series 55, Series 63, and Series 66 exams.

Firm Information

Leigh Schuler is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leigh Schuler’s Registration & Firm History

IL

02/22/2021 - Present

Nuveen Securities, LLC (CHICAGO IL)

NJ

08/24/2009 - 08/18/2011

ADP BROKER-DEALER, INC. (ROSELAND NJ)

NY

01/18/2008 - 12/31/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

IL

07/05/2006 - 01/18/2008

CLAYMORE SECURITIES, INC. (CHICAGO IL)

KY

03/28/2003 - 06/21/2006

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

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Licenses & Designations

BOTH

Issued 07/31/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/11/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/19/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/27/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/27/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leigh Ann Schuler.
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