Unclaimed
Leigh Ann Schuler is a financial advisor with Nuveen Securities, LLC. Leigh has been in the financial industry since June 6, 2013. Prior to joining Nuveen Securities, LLC, Leigh worked for ADP BROKER-DEALER, INC., Goldman, Sachs & Co., Claymore Securities, Inc., and J.J.B. Hilliard, W.L. Lyons, Inc. Leigh has passed the Series 7, Series 55, Series 63, and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/22/2021 - Present
Nuveen Securities, LLC (CHICAGO IL)
NJ
08/24/2009 - 08/18/2011
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
01/18/2008 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
IL
07/05/2006 - 01/18/2008
CLAYMORE SECURITIES, INC. (CHICAGO IL)
KY
03/28/2003 - 06/21/2006
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BOTH
Issued 07/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/27/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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