Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leigh? Claim Your ProfileLeigh Ann Poggio is a Registered Representative with Guggenheim Partners Investment Management, LLC. Leigh Ann is a seasoned professional with over 25 years of experience in the financial services industry. Leigh Ann has worked for a variety of firms, including Guggenheim Securities, LLC, Rydex Distributors, LLC, XT Capital Partners, LLC, Invesco AIM Distributors, Inc., and AT Investor Services, Inc. Leigh Ann has a diverse background in financial services, including experience in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Leigh Ann is a member of the Financial Industry Regulatory Authority (FINRA) and is licensed in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consultation/advisement on transactions/structuring portfolios/risk analytics
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/23/2013 - Present
Guggenheim Partners Investment Management, LLC (New York NY)
NY
01/02/2013 - 04/20/2015
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
07/02/2010 - 12/31/2012
RYDEX DISTRIBUTORS, LLC (NEW YORK NY)
NY
04/21/2009 - 08/19/2009
XT CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
12/07/2007 - 12/31/2008
INVESCO AIM DISTRIBUTORS, INC. (NEW YORK NY)
NY
07/15/2005 - 12/07/2007
AT INVESTOR SERVICES, INC. (NEW YORK NY)
GA
05/02/2000 - 07/15/2005
AMVESCAP SERVICES, INC. (ATLANTA GA)
NY
06/10/1999 - 04/17/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
TX
03/07/1997 - 06/04/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
10/01/1997 - 01/20/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
01/12/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BOTH
Issued 04/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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