Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leigh? Claim Your ProfileLeigh Ann Penniman is a financial advisor who is registered with Fidelity Brokerage Services LLC and holds Series 7, Series 63, Series 66, Series 24, Series 26, and SIE licenses. Leigh Ann Penniman has been in the industry since 2006 and is registered with the state of Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/25/2012 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
01/01/2008 - 04/14/2010
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
MA
12/19/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
MA
04/26/2004 - 12/19/2006
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
BC
Issued 01/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2017
Series 24 - General Securities Principal Examination
BC
Issued 05/28/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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