Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leif? Claim Your ProfileLeif Van Saun Springer is a financial advisor with over 20 years of experience in the industry. Leif is currently registered with UBS Financial Services Inc. and has previously held positions with firms such as Transamerica Capital, Inc. and John Hancock Distributors LLC. Leif is a Series 66, Series 7, and Series 31 licensed financial advisor. Leif's specialization includes retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
10/07/2019 - Present
UBS Financial Services Inc. (WASHINGTON DC)
CO
01/04/2017 - 01/11/2018
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
10/03/2016 - 01/04/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
MA
02/02/2009 - 06/23/2016
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
04/05/2006 - 02/12/2009
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
NY
05/02/2005 - 04/05/2006
DREYFUS SERVICE CORPORATION (NEW YORK NY)
IL
03/22/2004 - 02/10/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
12/06/2002 - 03/26/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Leif Springer is the right advisor for you? Invested Better is here to help.
