Unclaimed
Lei Wang has been in the securities industry since July 2005 and is currently registered with Wells Fargo Securities, LLC. Lei's experience includes time spent with Wachovia Capital Markets, LLC in Charlotte, North Carolina. Lei holds the Series 7, Series 79, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/18/2011 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
06/02/2005 - 06/03/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 08/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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