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Lei Huang

Tradeup Securities, Inc.

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About Lei Huang

Lei Huang is a financial professional with over 12 years of experience in the industry. Lei has a strong background in securities, having held positions at several firms, including Haitong Securities USA LLC, Haitong International Securities (USA) Inc., and CICC US Securities, Inc. Lei is currently registered with Tradeup Securities, Inc. and US Tiger Securities, Inc., both based in New York, NY. Lei's expertise includes Series 7, Series 24, Series 3, Series 87, and Series 99TO exams. Lei is registered in Florida and holds licenses to operate in multiple states.

Firm Information

Lei Huang is currently registered with Tradeup Securities, Inc.. Tradeup Securities, Inc. is a corporation formed on September 3, 1986. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lei Huang’s Registration & Firm History

NJ

07/31/2019 - Present

Tradeup Securities, Inc. (ROSELAND NJ)

NY

07/16/2018 - 03/01/2019

HAITONG SECURITIES USA LLC (New York NY)

NY

06/27/2018 - 03/01/2019

HAITONG INTERNATIONAL SECURITIES (USA) INC. (NEW YORK NY)

NY

05/27/2010 - 06/12/2018

CICC US SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 06/09/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2012

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/14/2012

Series 3 - National Commodity Futures Examination

BC

Issued 05/26/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lei Huang.
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