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Lei Huang

Wells Fargo Securities, LLC

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About Lei Huang

Lei Huang is a financial professional with over 20 years of experience in the industry. Lei is currently registered with Wells Fargo Securities, LLC. Prior to joining Wells Fargo Securities, LLC, Lei was employed by SUMMER STREET RESEARCH PARTNERS and Lehman Brothers Inc. Lei has a strong background in securities, with expertise in research and analysis. Lei holds licenses including Series 7, 86, 87, 99TO, and SIE. Lei is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Lei Huang is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lei Huang’s Registration & Firm History

NY

01/03/2012 - Present

Wells Fargo Securities, LLC (New York NY)

MA

07/03/2007 - 03/02/2009

SUMMER STREET RESEARCH PARTNERS (BOSTON MA)

NY

05/19/2003 - 07/05/2007

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/08/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/29/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/16/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lei Huang.
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