Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Legna? Claim Your ProfileLegna Gonzalez is a financial professional with over 20 years of experience in the industry. Legna is currently registered with HSBC Securities (USA) Inc. in Florida as a Registered Representative. Legna has held previous roles at various firms, including LPL Financial LLC, CUSO Financial Services, L.P., HSBC Securities (USA) Inc., Fairfield Heathcliff Capital LLC, Credit Suisse Securities (USA) LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Legna holds FINRA Series 63, 66, 7, 9, and 10 licenses. Legna is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
11/22/2022 - Present
Hsbc Securities (usa) Inc. (Miami FL)
FL
11/30/2018 - 09/16/2021
LPL FINANCIAL LLC (PEMBROKE PINES FL)
FL
06/15/2017 - 11/30/2018
CUSO FINANCIAL SERVICES, L.P. (PEMBROKE PINES FL)
FL
10/28/2009 - 06/26/2017
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
02/24/2006 - 10/17/2008
FAIRFIELD HEATHCLIFF CAPITAL LLC (MIAMI FL)
NY
01/17/2003 - 02/13/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
05/16/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 08/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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