Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lefranc? Claim Your ProfileLefranc Joseph is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Lefranc has been in the securities industry for over 10 years, with experience at both David Lerner Associates, Inc. and NYLIFE Securities LLC. Lefranc Joseph has a broad range of experience in the financial services industry, including securities, investment advisory, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
04/05/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HUNTSVILLE AL)
NJ
10/03/2014 - 12/07/2022
DAVID LERNER ASSOCIATES, INC. (LAWRENCEVILLE NJ)
NY
09/27/2012 - 08/06/2014
NYLIFE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 07/25/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/29/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/26/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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