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Leelee Lam

Charles Schwab & CO., Inc.

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About Leelee Lam

Firm Information

Leelee Lam is currently registered with Charles Schwab & CO., Inc.. CHARLES SCHWAB & CO., INC. is a corporation formed in April 1971 and headquartered in San Francisco, California. They offer financial planning, wrap fee programs, and select other advisors. They operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Charles Schwab & CO., Inc.

2423 E Lincoln Dr

Phoenix, AZ 85016-1215

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Leelee Lam’s Registration & Firm History

AZ

07/25/2016 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

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Licenses & Designations

BC

Issued 8/23/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 3/21/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/22/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/25/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Leelee Lam.
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