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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leeann? Claim Your ProfileLeeann Cassingham is a financial advisor with UBS Financial Services Inc. Leeann has been working in the financial services industry since June 2011. Leeann is registered with the state of Alabama and Texas. Leeann holds the Series 7, Series 63, and Series 65 licenses. Leeann is also a Notary Public. Leeann provides financial planning, portfolio management, and pension consulting services to individuals, corporations, and charitable organizations. Leeann's office is located at 116 Jefferson Street South, Suite 100, Huntsville, AL 35801.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AL
07/25/2017 - Present
UBS Financial Services Inc. (HUNTSVILLE AL)
AL
07/06/2011 - 08/01/2017
WELLS FARGO CLEARING SERVICES, LLC (HUNTSVILLE AL)
AL
06/03/2011 - 07/25/2011
MORGAN STANLEY SMITH BARNEY (HUNTSVILLE AL)
IA
Issued 03/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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