Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Warner has been an active investment advisor for over 40 years, beginning their career in 1981. Lee Warner is currently registered with the Securities and Exchange Commission (SEC) and holds a Series 7, Series 6, Series 22, Series 63, and Series 65 licenses. They are also a Certified Financial Planner and a Chartered Financial Consultant. Lee Warner is currently affiliated with The L. Warner Companies, Inc. in Timonium, Maryland, where they are the CEO & Chairman. Previously, Lee Warner has been affiliated with Mutual Service Corporation, W. S. Griffith & Co., Inc., Home Life Insurance Company, Westlake Securities, Inc., and Chris Securities Inc. Lee Warner's primary focus is working with clients, including individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Business consulting and plan administration services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
09/23/2014 - Present
THE L. Warner Companies, Inc. (TIMONIUM MD)
MD
06/02/1992 - 12/31/2006
MUTUAL SERVICE CORPORATION (TIMONIUM MD)
CT
03/23/1983 - 12/31/1998
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
01/21/1986 - 10/19/1992
HOME LIFE INSURANCE COMPANY
NA
06/27/1984 - 12/23/1985
WESTLAKE SECURITIES, INC.
NA
09/25/1981 - 07/16/1984
CHRIS SECURITIES INC.
IA
Issued 02/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/16/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/07/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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