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Lee William Gladden

Bradley Woods & Co. Ltd.

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About Lee William Gladden

Lee William Gladden is a financial advisor who has been active in the financial industry since 1997. He is currently registered with Bradley Woods & Co. Ltd. and has previous experience with Capital Growth Advisors LLC, Sword Securities LLC, PALI CAPITAL, INC., CLIFDEN EQUITIES, LLC, and Brooke Securities, INC. Lee holds the Series 63, Series 22TO, SIE, and Series 22 licenses. Lee has experience working with clients in New York and Connecticut.

Firm Information

Lee Gladden is currently registered with Bradley Woods & Co. Ltd.. Bradley Woods & Co. Ltd. is a Corporation formed in November 2004. The firm is registered with the SEC and in 22 states.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lee Gladden’s Registration & Firm History

NY

06/26/2023 - Present

Bradley Woods & Co. Ltd. (NEW YORK NY)

NY

08/10/2022 - 06/13/2023

CAPITAL GROWTH ADVISORS LLC (NEW YORK NY)

CT

04/20/2009 - 05/20/2019

SWORD SECURITIES LLC (STAMFORD CT)

NY

04/10/2006 - 02/09/2009

PALI CAPITAL, INC. (NEW YORK NY)

NA

12/20/2002 - 06/01/2006

CLIFDEN EQUITIES, LLC (ST. JOHN )

NY

05/15/2001 - 12/06/2002

BROOKE SECURITIES, INC. (NEW YORK NY)

NY

05/14/1996 - 11/04/1999

BROOKE SECURITIES, INC. (NEW YORK NY)

GA

03/08/1994 - 12/02/1994

TRADING SERVICES GROUP, INC. (ATLANTA GA)

NJ

09/01/1992 - 03/06/1993

PALMER SQUARE SECURITIES INCORPORATED (PRINCETON NJ)

IL

07/05/1988 - 12/31/1990

LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)

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Licenses & Designations

BC

Issued 08/09/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/1988

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lee William Gladden.
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