Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Wadkins is an investment advisor representative at Principal Securities, Inc. Lee has been in the industry since April 2008. Lee is registered with the following securities authorities: FINRA, Oklahoma, and Texas. Lee holds the following licenses and certifications: Series 6, 7, 26, 63, and 65. Lee also holds the SIE designation. Lee is affiliated with MWA FINANCIAL SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
OK
03/08/2021 - Present
Principal Securities, Inc. (TULSA OK)
OK
04/02/2008 - 03/22/2011
MWA FINANCIAL SERVICES INC. (TULSA OK)
IA
Issued 02/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/01/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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