Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Walter Miller is a financial advisor with over 24 years of experience in the financial services industry. Lee is registered with Raymond James & Associates, Inc. and has previously worked with A. G. Edwards & Sons, Inc. and WELLS FARGO CLEARING SERVICES, LLC. Lee holds licenses in 28 states and specializes in working with corporations, high-net-worth individuals, and pension and profit-sharing plans. Lee is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
03/15/2023 - Present
Raymond James & Associates, Inc. (Bay City MI)
MI
01/01/2008 - 05/15/2018
WELLS FARGO CLEARING SERVICES, LLC (BAY CITY MI)
MI
10/15/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BAY CITY MI)
IA
Issued 04/12/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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