Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee W. Northern is a financial advisor currently registered with Trajan Wealth, LLC. Lee has been in the financial industry since 2006, and holds both Series 7 and Series 66 securities licenses. Lee has been registered with Trajan Wealth since November 2024 and has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., USAA Financial Advisors, Inc., and Northwestern Mutual Investment Services, LLC. Lee's specializations include investment advisory services, financial planning, and portfolio management for individuals, investment companies, and businesses. Lee's experience and expertise make Lee a valuable resource for clients seeking advice on a variety of financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1031 advisory fees
1
2
AZ
12/03/2024 - Present
Trajan Wealth, LLC (SCOTTSDALE AZ)
NY
08/28/2023 - 10/25/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
FL
05/23/2020 - 03/14/2023
CHARLES SCHWAB & CO., INC. (Temple Terrace FL)
FL
08/20/2015 - 05/23/2020
USAA FINANCIAL ADVISORS, INC. (Tampa FL)
FL
11/25/2014 - 08/12/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT PETERSBURG FL)
CA
03/07/2006 - 08/05/2013
USAA FINANCIAL ADVISORS, INC. (SAN DIEGO CA)
AZ
09/13/2007 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
BOTH
Issued 10/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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