Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Vann Erby is a financial advisor at Citigroup Global Markets Inc. Lee has been in the industry since 2008. Lee currently holds Series 66, Series 7, Series 9, and Series 10 securities licenses. Lee is registered with FINRA and the state of California. Citigroup Global Markets Inc. is a well-established firm with over $50 billion in assets under management. The firm provides financial planning, investment management, and other advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/20/2024 - Present
Citigroup Global Markets Inc. (San Francisco CA)
CA
09/06/2022 - 04/10/2024
CITI PRIVATE ALTERNATIVES, LLC (San Francisco CA)
CA
09/06/2022 - 04/10/2024
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
08/20/2010 - 07/26/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
05/11/2009 - 12/02/2009
WELLS FARGO ADVISORS, LLC (NAPA CA)
CA
05/11/2007 - 05/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPA CA)
BOTH
Issued 07/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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