Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Susan Carey is a financial professional with over 10 years of experience in the industry. Lee is currently registered with Jefferies LLC and has been since August 29, 2012. Prior to Jefferies LLC, Lee was registered with MORGAN STANLEY & CO., INCORPORATED from March 1, 2006 to August 15, 2006. Lee has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/29/2012 - Present
Jefferies LLC (NEW YORK NY)
NY
03/01/2006 - 08/15/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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