Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Siegal Henderson is an Investment Advisor Representative associated with Raymond James Financial Services Advisors, Inc. Lee Siegal Henderson has been in the financial services industry since December 31, 2003. Lee Siegal Henderson is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Lee Siegal Henderson is also registered with the state of Louisiana as a broker-dealer and investment advisor representative. Lee Siegal Henderson's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
LA
06/18/2019 - Present
Raymond James Financial Services Advisors, Inc. (NEW ORLEANS LA)
LA
02/12/2010 - 06/18/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW ORLEANS LA)
LA
06/01/2009 - 03/08/2010
MORGAN STANLEY SMITH BARNEY (NEW ORLEANS LA)
LA
01/01/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW ORLEANS LA)
BOTH
Issued 04/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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