Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Steorts is an investment advisor with over 30 years of experience in the financial industry. Lee is currently registered with NBC Securities, Inc., and is active in both the broker-dealer and investment advisor space. Lee has held previous registrations with JHS Capital Advisors, LLC, Paulson Investment Company, Inc., Investment Management Corporation, Prudential Securities Incorporated, and Paine Webber Incorporated. Lee is also a registered representative in Arizona, California, Colorado, Idaho, Louisiana, Nevada, Pennsylvania, and Utah, and an investment advisor representative in the same states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
07/23/2015 - Present
NBC Securities, Inc. (BOUNTIFUL UT)
UT
04/11/2012 - 07/22/2015
JHS CAPITAL ADVISORS, LLC (BOUNTIFUL UT)
UT
11/01/2007 - 04/11/2012
PAULSON INVESTMENT COMPANY, INC. (BOUNTIFUL UT)
UT
10/07/2002 - 11/23/2007
INVESTMENT MANAGEMENT CORPORATION (BOUNTIFUL UT)
NY
07/19/1994 - 08/22/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/23/1992 - 07/15/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 04/18/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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