Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Scott Harris is a financial advisor with Cambridge Investment Research, Inc. Lee has been in the financial services industry since May 29, 2000. Lee has been registered with the state of Illinois since August 1, 2024 and in Missouri since August 1, 2024. Lee is Series 6, Series 63, and SIE licensed. Lee has previously worked at NYLIFE Securities LLC, LPL Financial LLC, SII INVESTMENTS, INC., WOODBURY FINANCIAL SERVICES, INC., PRINCOR FINANCIAL SERVICES CORPORATION, and MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
08/01/2024 - Present
Cambridge Investment Research, Inc. (Saint Louis MO)
MO
03/13/2024 - 08/05/2024
NYLIFE SECURITIES LLC (SAINT LOUIS MO)
MO
02/14/2018 - 02/13/2024
LPL FINANCIAL LLC (ST LOUIS MO)
MO
06/03/2014 - 02/14/2018
SII INVESTMENTS, INC. (St. Louis MO)
MO
02/26/2009 - 11/30/2012
WOODBURY FINANCIAL SERVICES, INC. (ST LOUIS MO)
MO
06/24/2004 - 12/31/2008
PRINCOR FINANCIAL SERVICES CORPORATION (CHESTERFIELD MO)
NE
08/07/1998 - 05/25/2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 01/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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