Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Samuel Fine is a financial professional with over 12 years of experience in the financial services industry. Lee is currently registered with Charles Schwab & CO., Inc. in Florida. Lee has also previously worked for TD Ameritrade, Inc. and Scottrade, Inc. Lee holds Series 7, 63, and 66 licenses. Lee is a highly experienced and knowledgeable financial advisor who can help you with your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
02/08/2022 - Present
Charles Schwab & CO., Inc. (Boca Raton FL)
FL
02/26/2018 - 07/29/2024
TD AMERITRADE, INC. (Boca Raton FL)
FL
02/03/2012 - 02/26/2018
SCOTTRADE, INC. (BOCA RATON FL)
BOTH
Issued 03/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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