Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Roy Cox is a financial advisor registered with Valic Financial Advisors, Inc.. Lee Roy has been in the financial industry since 1997. Lee Roy is a Certified Financial Planner and has licenses in several states. Lee Roy works with individuals and businesses to provide financial planning services. Lee Roy is currently registered in Indiana, Michigan, Ohio, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
02/02/2022 - Present
Valic Financial Advisors, Inc. (AUBURN HILLS MI)
MI
04/13/2012 - 05/01/2012
NATIONAL PLANNING CORPORATION (BAY CITY MI)
MI
09/02/2010 - 11/29/2011
PRIMEVEST FINANCIAL SERVICES, INC. (SAGINAW MI)
MI
11/13/2009 - 09/02/2010
PNC INVESTMENTS (CHESANING MI)
MI
06/14/2000 - 11/13/2009
NATCITY INVESTMENTS, INC. (SAGINAW MI)
OH
06/14/2000 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
MI
07/03/1996 - 06/22/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 05/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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