Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Cook is a financial advisor who has been in the industry since November 1996. Lee has a wide range of experience, having worked at several firms, including PNC Investments, Wells Fargo Advisors, LLC, NatCity Investments, Inc., Waddell & Reed, Inc., Morgan Keegan & Company, Inc., PFIC Securities Corporation, BANC One Securities Corporation, and Olde Discount Corporation. Lee is currently registered with Raymond James & Associates, Inc. and has Series 7, 9, 10, 24, 31, 52, 63, 65, 99TO and SIE licenses. Lee specializes in portfolio management for individuals and businesses, as well as financial planning and pension consulting. Lee has a strong commitment to serving clients' needs and is dedicated to helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
12/07/2018 - Present
Raymond James & Associates, Inc. (FT. WAYNE IN)
IN
11/20/2012 - 12/11/2018
PNC INVESTMENTS (FORT WAYNE IN)
IN
12/06/2011 - 11/05/2012
WELLS FARGO ADVISORS, LLC (INDIANAPOLIS IN)
IN
11/13/2009 - 11/21/2011
PNC INVESTMENTS (INDIANAPOLIS IN)
IN
03/26/2009 - 11/13/2009
NATCITY INVESTMENTS, INC. (INDIANAPOLIS IN)
IN
03/12/2009 - 03/17/2009
WADDELL & REED, INC. (INDIANAPOLIS IN)
IN
07/28/2004 - 01/21/2009
MORGAN KEEGAN & COMPANY, INC. (INDIANAPOLIS IN)
TN
09/10/2001 - 08/04/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
IL
09/22/1998 - 08/24/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MI
07/24/1996 - 09/01/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 06/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/24/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lee Cook is the right advisor for you? Invested Better is here to help.
