Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Robert Waite is a financial advisor with over 38 years of experience in the industry. Lee is currently registered with Citigroup Global Markets Inc. and has been with the firm since 1993. Previously, Lee worked at Salomon Brothers Inc., Lehman Brothers Inc., Prudential-Bache Securities Inc., and E. F. Hutton & Company Inc.. Lee specializes in providing financial planning, portfolio management, and asset allocation advice for individuals, businesses, and institutions. Lee's expertise in the industry is demonstrated through various licensing exams, including Series 3, 5, 7, 9, 10, 15, 24, 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/31/1993 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
12/14/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/26/1988 - 06/08/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
02/15/1988 - 10/05/1988
SHEARSON LEHMAN HUTTON INC.
NA
09/21/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
BC
Issued 10/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/1996
Series 24 - General Securities Principal Examination
BC
Issued 04/28/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1989
Series 15 - Foreign Currency Options Examination
BC
Issued 11/02/1989
Series 5 - Interest Rate Options Examination
BC
Issued 12/23/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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