Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Richard Hegarty is a financial advisor with over 25 years of experience in the financial industry. Lee currently works at Siebert Williams Shank & Co., LLC. Previously, Lee worked at BNY Mellon Capital Markets, LLC and Convergex Execution Solutions LLC. Lee holds the Series 7, Series 55, Series 57TO, and Series 63 licenses. Lee is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/29/2024 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
07/11/2014 - 02/28/2023
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/21/1997 - 07/07/2014
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
BC
Issued 12/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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