Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Riley is a financial professional licensed to provide investment advice in 53 states. Lee is associated with Vanguard Marketing Corp. and is currently registered with FINRA. Lee is a Series 7TO and Series 63 licensed representative, and holds the SIE designation. Lee has been in the financial services industry since September 16, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
09/17/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 09/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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