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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Schmertzler is an investment advisor representative at Cambridge Investment Research Advisors, Inc. Lee is registered with the state of Massachusetts and has been working in the financial industry since 1998. Lee has experience in providing financial planning, pension consulting, educational seminars, market timing services, and selection of other advisors. Lee also specializes in portfolio management for individuals and businesses. Lee is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
10/04/2022 - Present
Cambridge Investment Research Advisors, Inc. (Concord MA)
MA
11/22/2016 - 06/04/2018
M HOLDINGS SECURITIES, INC. (Needham MA)
MA
03/08/2016 - 08/02/2016
PURSHE KAPLAN STERLING INVESTMENTS (NORTH ANDOVER MA)
MA
10/29/2010 - 12/18/2015
M HOLDINGS SECURITIES, INC. (SOUTHBOROUGH MA)
MA
11/18/2009 - 11/03/2010
NRP FINANCIAL, INC. (SOUTHBOROUGH MA)
MA
03/26/2007 - 02/04/2009
ING FINANCIAL ADVISERS, LLC (WALTHAM MA)
MA
07/07/1999 - 02/21/2007
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MA
05/12/1999 - 07/01/1999
SCUDDER FINANCIAL SERVICES, INC. (BOSTON MA)
MA
07/06/1998 - 02/16/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 09/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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