Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Michael Sheiman is a financial advisor with LPL Financial LLC. Lee has been in the financial services industry for over 13 years. Lee is registered with the state of Connecticut as a registered investment advisor and a registered representative. Lee has a Series 7, Series 6, Series 63, and Series 65 licenses. Lee has previously worked with Wells Fargo Clearing Services, LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/12/2024 - Present
LPL Financial LLC (BRANFORD CT)
CT
08/07/2020 - 07/25/2024
WELLS FARGO CLEARING SERVICES, LLC (WESTPORT CT)
CT
09/18/2015 - 07/22/2020
CITIGROUP GLOBAL MARKETS INC. (GREENWICH CT)
CT
04/29/2014 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
CT
12/14/2012 - 07/26/2013
LPL FINANCIAL LLC (WESTPORT CT)
CT
06/25/2010 - 04/16/2012
PEOPLE'S SECURITIES, INC. (OLD GREENWICH CT)
CT
08/26/2008 - 10/26/2009
WELLS FARGO ADVISORS, LLC (NORWALK CT)
IA
Issued 02/20/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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