Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Michael Cohen is an active registered representative with Raymond James & Associates, Inc., based in SAN RAFAEL, CA. Lee has been in the financial industry since 1998 and has worked for several well-known firms, including WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO INVESTMENTS, LLC, CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/05/2023 - Present
Raymond James & Associates, Inc. (SAN RAFAEL CA)
CA
01/03/2011 - 09/19/2023
WELLS FARGO CLEARING SERVICES, LLC (SAN RAFAEL CA)
CA
06/29/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN RAFAEL CA)
CA
05/02/2009 - 07/01/2009
CHASE INVESTMENT SERVICES CORP. (MENLO PARK CA)
CA
09/20/1999 - 05/02/2009
WAMU INVESTMENTS, INC. (PORTOLA VALLEY CA)
NJ
07/02/1998 - 07/08/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 05/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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